-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OKE5O7iL877o9GyJNM/81SLd2CoAgiD9ym8UIV+iITiQsV57CrepenB7LyUH9N0N s8S8kVcQYHzCb6dCGQuQDg== 0001036288-04-000002.txt : 20040213 0001036288-04-000002.hdr.sgml : 20040213 20040213181509 ACCESSION NUMBER: 0001036288-04-000002 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040213 GROUP MEMBERS: C. G. GREFENSTETTE, TRUSTEE GROUP MEMBERS: ELSIE HILLIARD HILLMAN, TRUSTEE GROUP MEMBERS: HENRY L. HILLMAN, TRUSTEE GROUP MEMBERS: L. M. WAGNER, TRUSTEE GROUP MEMBERS: THE AHF 1976 TRUST GROUP MEMBERS: THE HENRY L. HILLMAN 1985 TRUST GROUP MEMBERS: THE HLHJR. 1976 TRUST GROUP MEMBERS: THE JLHS 1976 TRUST GROUP MEMBERS: THE WTH 1976 TRUST SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GENVEC INC CENTRAL INDEX KEY: 0000934473 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 232705690 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-60289 FILM NUMBER: 04601311 BUSINESS ADDRESS: STREET 1: 65 W WATKINS MILL RD CITY: GAITHERSBURG STATE: MD ZIP: 20878 BUSINESS PHONE: 2406320740 MAIL ADDRESS: STREET 1: 65 W WATKINS MILL RD CITY: GAITHERSBURG STATE: MD ZIP: 20878 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HILLMAN CO CENTRAL INDEX KEY: 0001036288 IRS NUMBER: 251011286 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 310 GRANT ST STREET 2: 1900 GRANT BUILDING CITY: PITTSBURGH STATE: PA ZIP: 15219 BUSINESS PHONE: 4122812620 MAIL ADDRESS: STREET 1: 310 GRANT ST STREET 2: 1900 GRANT BUILDING CITY: PITTSBURGH STATE: PA ZIP: 15219 SC 13G/A 1 genvecamd3.htm SCHEDULE 13G AMENDMENT NO. 3

SECURITIES AND EXCHANGE COMMISSION

Washington D.C.  20549

 

SCHEDULE 13G

Amendment No. 3

 

 

Under the Securities Exchange Act of 1934

 

 

GENVEC, INC.

(Name of Issuer)

 

 

Common Stock, $0.001 Par Value

(Title of class of Securities)

 

 

37246C109

(CUSIP Number)

 

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed.

 

[   ] Rule 13d-1(b)

 

[   ] Rule 13d-1(c)

 

[X] Rule 13d-1(d)

 

The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior coverage page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of this section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

CUSIP NO. 37246C109

 

1.     Name of Reporting Persons IRS Identification No. of above Persons

        (entities only)

 

        C. G. Grefenstette as Trustee

 

2.     Check the Appropriate Box if Member of a Group          (a)  [X]

                                                                                                  (b)  [   ]

 

3.     SEC Use Only

 

4.     Citizenship or Place of Organization

         U.S.

 

Number of          5.     Sole Voting Power

Shares

Beneficially

Owned by            6.     Shared Voting Power

Each                             990,804 (See Item (4)(a))

Reporting

Person                  7.     Sole Dispositive Power

With

                             8.     Shared Dispositive Power

                                     990,804 (See Item (4)(a))

 

9.     Aggregate Amount Beneficially Owned by Each Reporting Person

        990,804

 

10.   Check Box if the Aggregate Amount in Row (ii) Excludes Certain Shares

 

11.    Percent of Class Represented by Amount in Row (11)

         1.93%

 

12.    Type of Reporting Person

         IN

CUSIP NO. 37246C109

 

1.     Name of Reporting Persons IRS Identification No. of above Persons

        (entities only)

 

        L. M. Wagner as Trustee

 

2.     Check the Appropriate Box if Member of a Group          (a)  [X]

                                                                                                  (b)  [   ]

 

3.     SEC Use Only

 

4.     Citizenship or Place of Organization

         U.S.

 

Number of          5.     Sole Voting Power

Shares

Beneficially

Owned by            6.     Shared Voting Power

Each                             500,000 (See Item (4)(a))

Reporting

Person                  7.     Sole Dispositive Power

With

                             8.     Shared Dispositive Power

                                     500,000 (See Item (4)(a))

 

9.     Aggregate Amount Beneficially Owned by Each Reporting Person

        500,000

 

10.   Check Box if the Aggregate Amount in Row (ii) Excludes Certain Shares

 

11.    Percent of Class Represented by Amount in Row (11)

         .98%

 

12.    Type of Reporting Person

         IN

CUSIP NO. 37246C109

 

1.     Name of Reporting Persons IRS Identification No. of above Persons

        (entities only)

 

        C. G. Grefenstette and L. M. Wagner, Trustees U/A/T dated 12/30/76

        for the Children of Juliet Lea Hillman Simonds I.D. #25-6193084

 

2.     Check the Appropriate Box if Member of a Group          (a)  [X]

                                                                                                  (b)  [   ]

 

3.     SEC Use Only

 

4.     Citizenship or Place of Organization

         Pennsylvania

 

Number of          5.     Sole Voting Power

Shares                         125,000

Beneficially

Owned by            6.     Shared Voting Power

Each                             

Reporting

Person                  7.     Sole Dispositive Power

With                              125,000

 

                             8.     Shared Dispositive Power

                                     

 

9.     Aggregate Amount Beneficially Owned by Each Reporting Person

        125,000

 

10.   Check Box if the Aggregate Amount in Row (ii) Excludes Certain Shares

 

11.    Percent of Class Represented by Amount in Row (11)

         .24%

 

12.    Type of Reporting Person

         OO

CUSIP NO. 37246C109

 

1.     Name of Reporting Persons IRS Identification No. of above Persons

        (entities only)

 

        C. G. Grefenstette and L. M. Wagner, Trustees U/A/T dated 12/30/76

        for the Children of Audrey Hillman Fisher I.D. #25-6193085

 

2.     Check the Appropriate Box if Member of a Group          (a)  [X]

                                                                                                  (b)  [   ]

 

3.     SEC Use Only

 

4.     Citizenship or Place of Organization

         Pennsylvania

 

Number of          5.     Sole Voting Power

Shares                         125,000

Beneficially

Owned by            6.     Shared Voting Power

Each                            

Reporting

Person                  7.     Sole Dispositive Power

With                              125,000

 

                             8.     Shared Dispositive Power

                                    

 

9.     Aggregate Amount Beneficially Owned by Each Reporting Person

        125,000

 

10.   Check Box if the Aggregate Amount in Row (ii) Excludes Certain Shares

 

11.    Percent of Class Represented by Amount in Row (11)

         .24%

 

12.    Type of Reporting Person

         OO

 

CUSIP NO. 37246C109

 

1.     Name of Reporting Persons IRS Identification No. of above Persons

        (entities only)

 

        C. G. Grefenstette and L. M. Wagner, Trustees U/A/T dated 12/30/76

        for the Children of Henry Lea Hillman, Jr.     I.D.. #25-6193086

 

2.     Check the Appropriate Box if Member of a Group          (a)  [X]

                                                                                                  (b)  [   ]

 

3.     SEC Use Only

 

4.     Citizenship or Place of Organization

         Pennsylvania

 

Number of          5.     Sole Voting Power

Shares                         125,000

Beneficially

Owned by            6.     Shared Voting Power

Each                            

Reporting

Person                  7.     Sole Dispositive Power

With                              125,000

 

                             8.     Shared Dispositive Power

                                    

 

9.     Aggregate Amount Beneficially Owned by Each Reporting Person

        125,000

 

10.   Check Box if the Aggregate Amount in Row (ii) Excludes Certain Shares

 

11.    Percent of Class Represented by Amount in Row (11)

         .24%

 

12.    Type of Reporting Person

         OO

CUSIP NO. 37246C109

 

1.     Name of Reporting Persons IRS Identification No. of above Persons

        (entities only)

 

        C. G. Grefenstette and L. M. Wagner, Trustees U/A/T dated 12/30/76

        for the Children of William Talbott Hillman     I.D. #25-6193087

 

2.     Check the Appropriate Box if Member of a Group          (a)  [X]

                                                                                                  (b)  [   ]

 

3.     SEC Use Only

 

4.     Citizenship or Place of Organization

         Pennsylvania

 

Number of          5.     Sole Voting Power

Shares                         125,000

Beneficially

Owned by            6.     Shared Voting Power

Each                            

Reporting

Person                  7.     Sole Dispositive Power

With                              125,000

 

                             8.     Shared Dispositive Power

                                    

 

9.     Aggregate Amount Beneficially Owned by Each Reporting Person

        125,000

 

10.   Check Box if the Aggregate Amount in Row (ii) Excludes Certain Shares

 

11.    Percent of Class Represented by Amount in Row (11)

         .24%

 

12.    Type of Reporting Person

         OO

CUSIP NO. 37246C109

 

1.     Name of Reporting Persons IRS Identification No. of above Persons

        (entities only)

 

        Henry L. Hillman as Trustee

 

2.     Check the Appropriate Box if Member of a Group          (a)  [X]

                                                                                                  (b)  [   ]

 

3.     SEC Use Only

 

4.     Citizenship or Place of Organization

         U.S.

 

Number of          5.     Sole Voting Power

Shares

Beneficially

Owned by            6.     Shared Voting Power

Each                             490,804 (See Item (4)(a))

Reporting

Person                  7.     Sole Dispositive Power

With

                             8.     Shared Dispositive Power

                                     490,804 (See Item (4)(a))

 

9.     Aggregate Amount Beneficially Owned by Each Reporting Person

        490,804

 

10.   Check Box if the Aggregate Amount in Row (ii) Excludes Certain Shares

 

11.    Percent of Class Represented by Amount in Row (11)

         .96%

 

12.    Type of Reporting Person

         IN

CUSIP NO. 37246C109

 

1.     Name of Reporting Persons IRS Identification No. of above Persons

        (entities only)

 

        Elsie Hilliard Hillman as Trustee

 

2.     Check the Appropriate Box if Member of a Group          (a)  [X]

                                                                                                  (b)  [   ]

 

3.     SEC Use Only

 

4.     Citizenship or Place of Organization

         U.S.

 

Number of          5.     Sole Voting Power

Shares

Beneficially

Owned by            6.     Shared Voting Power

Each                             490,804 (See Item (4)(a))

Reporting

Person                  7.     Sole Dispositive Power

With

                             8.     Shared Dispositive Power

                                     490,804 (See Item (4)(a))

 

9.     Aggregate Amount Beneficially Owned by Each Reporting Person

        490,804

 

10.   Check Box if the Aggregate Amount in Row (ii) Excludes Certain Shares

 

11.    Percent of Class Represented by Amount in Row (11)

         .96%

 

12.    Type of Reporting Person

         IN

CUSIP NO. 37246C109

 

1.     Name of Reporting Persons IRS Identification No. of above Persons

        (entities only)

 

        Henry L. Hillman, Elsie Hilliard Hillman and C. G Grefenstette

         Trustees of the Henry L. Hillman Trust U/A Dated November 18, 1985

         I.D. #  18-2145466

 

2.     Check the Appropriate Box if Member of a Group          (a)  [X]

                                                                                                  (b)  [   ]

 

3.     SEC Use Only

 

4.     Citizenship or Place of Organization

         Pennsylvania

 

Number of          5.     Sole Voting Power

Shares                         490,804

Beneficially

Owned by            6.     Shared Voting Power

Each                            

Reporting

Person                  7.     Sole Dispositive Power

With                              490,804

 

                             8.     Shared Dispositive Power

                                     

 

9.     Aggregate Amount Beneficially Owned by Each Reporting Person

        490,804

 

10.   Check Box if the Aggregate Amount in Row (ii) Excludes Certain Shares

 

11.    Percent of Class Represented by Amount in Row (11)

         .96%

 

12.    Type of Reporting Person

         OO

Item 1(a)     Name of Issuer

 

                    Genvec, Inc.

 

Item 1(b)     Address of Issuer's Principal Executive Office:

 

                    65 West Watkins Mill Road

                    Gaithersburg, Maryland  20878

 

Item 2(a)     Name of Person Filing:

 

                    (i)     Henry L. Hillman, Elsie Hilliard Hillman and C. G. Grefenstette

                             Trustees of the Henry L. Hillman Trust U/A dated November 18,

                             1985 (the "HLH Trust").

 

                    (ii)    C. G. Grefenstette and L. M. Wagner, Trustees U/A/T dated 12/30/76

                             for the Children of Juliet Lea Hillman Simonds (the "1976 JLHS Trust).

 

                    (iii)   C. G. Grefenstette and L. M. Wagner, Trustees U/A/T dated 12/30/76

                             for the Children of Audrey Hillman Fisher (the "1976 AHF Trust).

 

                    (iv)   C. G. Grefenstette and L. M. Wagner, Trustees U/A/T dated 12/30/76

                             for the Children of Henry Lea Hillman, Jr. (the "1976 HLH, Jr. Trust).

 

                    (v)    C. G. Grefenstette and L. M. Wagner, Trustees U/A/T dated 12/30/76

                             for the Children of William Talbott Hillman (the "1976 WTH Trust).

 

                    (vi)   Elsie Hilliard Hillman

 

                   (vii)    Henry L. Hillman

 

                   (viii)   L. M. Wagner

 

                    (ix)     C. G. Grefenstette

 

Item 2(b)     Address of the principal Business Office:

 

                    The 1976 JLHS Trust, the 1976 AHF Trust, the 1976 HLHJR Trust

                   the 1976 WTH Trust and the HLH Trust

                   1900 Grant Building

                   Pittsburgh, Pa  15219

 

                   Elsie Hilliard Hillman, Henry L. Hillman, L. M. Wagner and

                   C. G. Grefenstette

                   2000 Grant Building

                   Pittsburgh, Pennsylvania  15219

 

Item 2(c)     Citizenship:

 

                    The 1976 JLHS Trust, the 1976 AHF Trust, the 1976 HLHJR Trust

                   the 1976 WTH Trust and the HLH Trust are Pennsylvania trusts.

 

                   Elsie Hilliard Hillman, Henry L. Hillman, L. M. Wagner and

                   C. G. Grefenstette are U.S. citizens.

 

Item 2(d)     Title of Class of Securities:

 

                    Common Stock, $.001 Par Value

 

Item 2(e)     CUSIP Number

 

                    37246C109

 

Item 3          Not Applicable

 

Item 4          Ownership:

 

                     490,804 shares of Common Stock are owned of record and beneficially

                     by Henry L. Hillman, Elsie Hilliard Hillman and C. G. Grefenstette,

                     Trustees of the Henry L. Hillman Trust U/A dated November 18, 1985

                     a Pennsylvania revocable trust.  C. G. Grefenstette shares power to

                     vote or to direct the vote and shares power to dispose or to direct the

                     disposition of the shares of stock owned by the 1976 Trusts and the

                     HLH Trust.  Henry L. Hillman shares power to vote or to direct the vote

                     and shares power to dispose or direct the disposition of the shares of

                     stock owned by the HLH Trust.  Elsie Hilliard Hillman shares power

                     to vote or to direct the vote and shares power to dispose or to direct the

                     disposition of the shares of stock owned by the HLH Trust.

 

                      125,000 shares of Common stock are owned of record beneficially by

                      C. G. Grefenstette and L. M. Wagner, Trustees U/A/T dated

                      December 30, 1976 for the Children of Juliet Lea Hillman Simonds

                      (together with the three trusts of even date named below, the "1976

                      Trusts"), a Pennsylvania irrevocable trust.  C. G. Grefenstette shares

                      power to vote or to direct the vote and shares power to dispose or to

                      direct the disposition of the shares of stock owned by the 1976 Trusts

                      and the HLH Trust.

 

                      125,000 shares of Common stock are owned of record beneficially by

                      C. G. Grefenstette and L. M. Wagner, Trustees U/A/T dated

                      December 30, 1976 for the Children of Audrey Hillman Fisher

                      (together with the three trusts of even date named, the "1976

                      Trusts"), a Pennsylvania irrevocable trust.  C. G. Grefenstette shares

                      power to vote or to direct the vote and shares power to dispose or to

                      direct the disposition of the shares of stock owned by the 1976 Trusts

                      and the HLH Trust.

 

                      125,000 shares of Common stock are owned of record beneficially by

                      C. G. Grefenstette and L. M. Wagner, Trustees U/A/T dated

                      December 30, 1976 for the Children of Henry Lea Hillman, Jr.

                      (together with the three trusts of even date named, the "1976

                      Trusts"), a Pennsylvania irrevocable trust.  C. G. Grefenstette shares

                      power to vote or to direct the vote and shares power to dispose or to

                      direct the disposition of the shares of stock owned by the 1976 Trusts

                       and the HLH Trust.

 

                      125,000 shares of Common stock are owned of record beneficially by

                      C. G. Grefenstette and L. M. Wagner, Trustees U/A/T dated

                      December 30, 1976 for the Children of William Talbott Hillman

                      (together with the three trusts of even date named below, the "1976

                      Trusts"), a Pennsylvania irrevocable trust.  C. G. Grefenstette shares

                      power to vote or to direct the vote and shares power to dispose or to

                      direct the disposition of the shares of stock owned by the 1976 Trusts

                       and the HLH Trust.

 

(b)     Percent of Class

 

          1.93%

 

(c)     Number of Shares as to which such person has:

 

          (i)     sole power to vote or direct the vote

 

           (ii)   shared power to vote or to direct the vote

 

                    990,804 (See Item (4)(a))

 

            (iii)  sole power to dispose or to direct the disposition of

 

            (iv)   shared power to dispose or to direct the disposition of

                    990,804 (See Item (4)(a))

 

Item 5     Ownership of Five Percent or Less of a Class:

 

                Not Applicable

Item 6     Ownership of More than Five Percent on Behalf of Another Person:

 

                Not Applicable

 

Item 7     Identification and Classification of the Subsidiary Which Acquired

               The Security being Reported on by the Parent Holding Company

 

               Not Applicable

 

Item 8     Identification and Classification of Members of the Group:

 

               Not Applicable

 

Item 9     Notice of Dissolution of Group:

 

               Not Applicable

 

Item 10    Certification:

 

     By signing below we certify that, to the best of our knowledge and

     belief, the securities referred to above were not acquired and are not

     held for the purpose of or with the effect of changing or influencing the

     control of the issuer of the securities and were not acquired and are not

     held in connection with or as a participant in any transaction having

     that purpose or effect.

 

 

 

 

(Intentionally Left Blank)

 

SIGNATURES

 

     After reasonable inquiry and to the best of my knowledge and belief, I certify

That the information set forth in this statement is true, complete and correct.

 

                                                     HENRY L. HILLMAN, ELSIE HILLIARD HILLMAN

                                                     AND C. G. GREFENSTETTE, TRUSTEES OF THE

                                                      HENRY L. HILLMAN TRUST U/A DATED

                                                      NOVEMBER 18, 1985                

 

 

                                                                        /s/ C. G. Grefenstette                                       

                                                      C. G. Grefenstette, Trustee

 

 

                                                      C. G. GREFENSTETTE AND L. M. WAGNER, TRUSTEES

                                                      U/A/T DATED DECEMBER 30, 1976 FOR THE CHILDREN

                                                       OF JULIET LEA HILLMAN SIMONDS

 

 

                                                                        /s/ C. G. Grefenstette                                       

                                                      C. G. Grefenstette, Trustee

 

 

 

                                                                        /s/ L. M. Wagner                                             

                                                      L. M. Wagner, Trustee

 

 

                                                      C. G. GREFENSTETTE AND L. M. WAGNER, TRUSTEES

                                                      U/A/T DATED DECEMBER 30, 1976 FOR THE CHILDREN

                                                       OF AUDREY HILLMAN FISHER

 

 

                                                                        /s/ C. G. Grefenstette                                       

                                                      C. G. Grefenstette, Trustee

 

 

 

                                                                        /s/ L. M. Wagner                                             

                                                      L. M. Wagner, Trustee

                                                      C. G. GREFENSTETTE AND L. M. WAGNER, TRUSTEES

                                                      U/A/T DATED DECEMBER 30, 1976 FOR THE CHILDREN

                                                       OF HENRY LEA HILLMAN, JR.

 

 

                                                                        /s/ C. G. Grefenstette                                       

                                                      C. G. Grefenstette, Trustee

 

 

 

                                                                        /s/ L. M. Wagner                                             

                                                      L. M. Wagner, Trustee

 

 

                                                      C. G. GREFENSTETTE AND L. M. WAGNER, TRUSTEES

                                                      U/A/T DATED DECEMBER 30, 1976 FOR THE CHILDREN

                                                       OF WILLIAM TALBOTT HILLMAN

 

 

                                                                        /s/ C. G. Grefenstette                                       

                                                      C. G. Grefenstette, Trustee

 

 

 

                                                                        /s/ L. M. Wagner                                             

                                                      L. M. Wagner, Trustee

 

 

 

                                                                                                                                               

                                                      C. G. Grefenstette

 

 

 

                                                                                                                                               

                                                      L. M. Wagner

 

 

 

                                                                                                                                               

                                                      Henry L. Hillman

 

 

 

                                                                                                                                               

                                                      Elsie Hilliard Hillman

 

 

 

            February 13, 2004      

             Dated

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